Asset 28Securities Litigation & FINRA Arbitration

A Record of Success in Securities Litigation

Gregor Cassidy’s attorneys have represented brokerage firms, individual brokers, and customers in a variety of Financial Industry Regulatory Authority (FINRA) disputes and arbitrations nationwide.

Our securities arbitration and litigation experience includes defending and prosecuting claims of fraud, churning, suitability, negligent supervision, negligent supervision, pump and dump schemes, failure to execute orders, Regulation D violations, unauthorized trading, wrongful termination, defamation, breach of non-compete covenants, and tortious interference claims. Gregor Cassidy’s cases involve a variety of securities including stocks, options, commodities, bonds, derivatives, limited partnerships, federal securities regulations and the corresponding State Blue Sky laws.

Gregor Cassidy’s representation also extends beyond the arbitration to handle pre- and post-arbitration proceedings including temporary restraining orders, temporary injunctions, the enforcement of arbitration awards, and confirmation or modification of arbitration awards and/or state and federal court judgments.

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